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AAFM Chartered Wealth Manager CWM_LEVEL_2 Question # 351 Topic 36 Discussion

CWM_LEVEL_2 Exam Topic 36 Question 351 Discussion:
Question #: 351
Topic #: 36

Section A (1 Mark)

Which of the Following needs to register as an' Investment Adviser' as per SEBI Investment Advisor Regulations 2013.
A.

Any person who gives general advice on trends in the market and does not specify a particular security or investment.

B.

Any Insurance Agent who advises on Insurance Products and is registered by IRDA

C.

Any person providing Investment Advice to Clients exclusively outside India

D.

Any person who for consideration is engaged in the business of providing “investment advice” to clients in India

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Actual exam question for AAFM CWM_LEVEL_2 exam by Dune76186 at Apr 28, 2026, 12:31:10 AM

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