Which of the options below is an indicator of potential insider activity that may warrant escalation For further investigation?
A.
A relationship manager advocates for overriding the results of the company's client risk rating model that resulted in a client's high-risk rating.
B.
An If employee shares information about a firm's risk management framework with employees of other firms at an industry convention.
C.
An investigator does not complete the automated transaction monitoring system alerts assigned to them before the time required by company procedures.
D.
A relationship manager makes an exception to company policy and proceeds with onboarding a customer without documenting a passport for customer identification
Chosen Answer:
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