Pre-Summer Special Limited Time 70% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: validbest

Exam 3I0-012 All Questions
Exam 3I0-012 All Questions

View all questions & answers for the 3I0-012 exam

ACI-Financial 3I0-012 Question # 116 Topic 12 Discussion

3I0-012 Exam Topic 12 Question 116 Discussion:
Question #: 116
Topic #: 12

What is the risk of dealing through an agent with an unknown principal?


A.

You may not be able to ensure that your firm can avoid suspicion of trading on non-public information or other allegations of bad or illegal trading practice.


B.

You may not be able to net your exposure in an insolvency.


C.

You may not be able to net your exposure for capital adequacy purposes.


D.

All of the above.


Get Premium 3I0-012 Questions

Contribute your Thoughts:


Chosen Answer:
This is a voting comment (?). It is better to Upvote an existing comment if you don't have anything to add.