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Exam 3I0-012 All Questions
Exam 3I0-012 All Questions

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ACI-Financial 3I0-012 Question # 47 Topic 5 Discussion

3I0-012 Exam Topic 5 Question 47 Discussion:
Question #: 47
Topic #: 5

According the Model Code, a principal, whose name has been rejected, feeling that the broker may have actually quoted a price or rate that it could not in fact substantiate, may:


A.

deduct points from the broker or adjust the brokerage bill accordingly


B.

in some centres, ask either the central bank or some other neutral body to investigate and confidentially verify that there was support for the original price or rate


C.

in some centres, ask the local ACI to investigate and confidentially verify that there was support for the original price or rate


D.

insist that the broker discloses the name of the other counterparty


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