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Exam ICWIM All Questions
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CISI International Certificate in Wealth & Investment Management ICWIM Question # 53 Topic 6 Discussion

ICWIM Exam Topic 6 Question 53 Discussion:
Question #: 53
Topic #: 6

When investors wish to sell units in mutual funds, there is a risk of the fund being gated. Why might this happen?


A.

To ensure any tax deferral benefits are not lost


B.

To ensure that the commission as a proportion of the fund remains small


C.

Because the investor has not held the units past the 'lock-in’ period


D.

To allow fund managers to raise enough funds to pay out to those wishing to sell their units


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