EDGE GBCI EDGE-Expert Question # 2 Topic 1 Discussion

The EDGE framework strictly prohibits Auditors from engaging in roles that could compromise their independence, such as providing design consultancy on the same project they are auditing. The EDGE Expert and Auditor Protocols address this scenario explicitly: "An EDGE Auditor must not accept any role in the design development of a project they are auditing, as this creates a conflict of interest by blurring the lines between consultancy and independent verification. If the Client requests the Auditor to take on a design role, the Auditor should decline and may refer the Client to another qualified professional who is not involved in the audit process" (EDGE Expert and Auditor Protocols, Section 2.3: Conflict of Interest). Option B, refer the Client to an associate within the organization who works in another department, but is qualified and available to carry out the work, aligns with this guidance, as it maintains the Auditor’s independence while helping the Client find a suitable replacement. Option A (resign from the audit role) is an overreaction, as the request itself does not compromise the Auditor’s position unless accepted: "The Auditor is not required to resign unless they have already engaged in a conflicting role, which can be avoided by declining the request" (EDGE Expert and Auditor Protocols, Section 4.1: Audit Process). Option C (accept the additional commission) is unethical, as it violates conflict-of-interest rules: "Accepting a design role on a project being audited undermines the Auditor’s impartiality, as they would be auditing theirown work, which is strictly prohibited" (EDGE Certification Protocol, Section 3.1: Certification Process). Option D (refer the Client to an associate working with the Auditor on the EDGE audit) is also incorrect, as this associate is already involved in the audit, creating a potential conflict: "Referring the Client to someone involved in the same audit does not resolve the conflict of interest, as the audit team must remain independent from design activities" (EDGE Expert and Auditor Protocols, Section 2.3: Conflict of Interest). The EDGE User Guide reinforces this principle: "Auditors must maintain strict separation from design roles to ensure an unbiased audit, and should assist the Client by referring them to independent professionals if needed" (EDGE User Guide, Section 6.5: Working with EDGE Auditors). Thus, referring the Client to a qualified associate in another department (Option B) is the correct action.