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Exam Series-7 All Questions
Exam Series-7 All Questions

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FINRA General Securities Representative Series-7 Question # 14 Topic 2 Discussion

Series-7 Exam Topic 2 Question 14 Discussion:
Question #: 14
Topic #: 2

All sales literature and advertising relating to investment company shares prepared by members of FINRA must be filed for review with which of the following?


A.

Anti-Trust Division of the Justice Department


B.

SEC


C.

Federal Reserve Board


D.

FINRA


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