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Exam Series-7 All Questions
Exam Series-7 All Questions

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FINRA General Securities Representative Series-7 Question # 32 Topic 4 Discussion

Series-7 Exam Topic 4 Question 32 Discussion:
Question #: 32
Topic #: 4

In the offering of new securities, members of the syndicate are permitted to sell to other dealers less the reallowance. The amount of the reallowance is determined by:


A.

the FINRA


B.

the issuing corporation


C.

the syndicate manager


D.

the SEC


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