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Exam Series-7 All Questions
Exam Series-7 All Questions

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FINRA General Securities Representative Series-7 Question # 33 Topic 4 Discussion

Series-7 Exam Topic 4 Question 33 Discussion:
Question #: 33
Topic #: 4

How many days after the settlement date must a broker/dealer “buy in” a customer who has failed to deliver securities?


A.

10 days


B.

15 days


C.

30 days


D.

45 days


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