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Exam Series-7 All Questions
Exam Series-7 All Questions

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FINRA General Securities Representative Series-7 Question # 57 Topic 6 Discussion

Series-7 Exam Topic 6 Question 57 Discussion:
Question #: 57
Topic #: 6

When opening a brokerage account for a customer, a registered representative must determine the customer’s:


A.

investment objectives


B.

financial resources


C.

financial requirements


D.

all of the above


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