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Exam Series-7 All Questions
Exam Series-7 All Questions

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FINRA General Securities Representative Series-7 Question # 58 Topic 6 Discussion

Series-7 Exam Topic 6 Question 58 Discussion:
Question #: 58
Topic #: 6

To qualify as an intrastate offering under SEC Rule 147, which of the following is true of the issue?


A.

it must be approved by the SEC


B.

it must be sold only to bona fide residents of one state


C.

it cannot exceed $1,500,000 in value


D.

it must consist of common stock only


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