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Exam Series-7 All Questions
Exam Series-7 All Questions

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FINRA General Securities Representative Series-7 Question # 64 Topic 7 Discussion

Series-7 Exam Topic 7 Question 64 Discussion:
Question #: 64
Topic #: 7

If a customer dies, the registered representative is required to:


A.

cancel all open (good ‘til cancelled) orders


B.

await instructions and necessary papers from the executor of the estate


C.

sell out the account


D.

both A and B


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