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Exam Series-7 All Questions
Exam Series-7 All Questions

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FINRA General Securities Representative Series-7 Question # 71 Topic 8 Discussion

Series-7 Exam Topic 8 Question 71 Discussion:
Question #: 71
Topic #: 8

FINRA advertising standards permit a dealer to state that a CMO has an implied AAA rating if the securities are issued:


A.

with an average life no longer than ten years


B.

by a US government agency


C.

by a private issuer who has not yet received an expected AAA rating


D.

in amounts less than $1,000,000


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