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Exam Series-7 All Questions
Exam Series-7 All Questions

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FINRA General Securities Representative Series-7 Question # 74 Topic 8 Discussion

Series-7 Exam Topic 8 Question 74 Discussion:
Question #: 74
Topic #: 8

The Securities Act of 1933 provides for:


A.

extension of credit in the securities industry


B.

establishment of the Securities and Exchange Commission


C.

regulation of new issues of securities


D.

all of the above


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