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Exam Series-7 All Questions
Exam Series-7 All Questions

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FINRA General Securities Representative Series-7 Question # 77 Topic 8 Discussion

Series-7 Exam Topic 8 Question 77 Discussion:
Question #: 77
Topic #: 8

Which of the following statements is pertinent to closed-end investment companies?


A.

they are continuously issuing new shares


B.

they are prohibited from issuing any securities other than common stock


C.

their shares are traded at prices determined in the open market


D.

their shares are redeemable at net asset value


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