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Exam SIE All Questions
Exam SIE All Questions

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FINRA General Securities Representative SIE Question # 7 Topic 1 Discussion

SIE Exam Topic 1 Question 7 Discussion:
Question #: 7
Topic #: 1

A summary prospectus for a mutual fund must contain which of the following information?


A.

Projected return


B.

Investment objectives


C.

Fund's portfolio holdings


D.

Control persons and principal owners of the fund


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