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Exam SIE All Questions
Exam SIE All Questions

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FINRA General Securities Representative SIE Question # 40 Topic 5 Discussion

SIE Exam Topic 5 Question 40 Discussion:
Question #: 40
Topic #: 5

When is a newly registered person subject to the Continuing Education Regulatory Element requirement?


A.

The calendar year following initial registration


B.

On the anniversary date of initial registration


C.

Every three years after the date of registration


D.

Every five years


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