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Exam CIFC All Questions
Exam CIFC All Questions

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IFSE Institute Investments & Banking CIFC Question # 3 Topic 1 Discussion

CIFC Exam Topic 1 Question 3 Discussion:
Question #: 3
Topic #: 1

What areas are addressed in the Client Relationship Model (CRM) regulation?


A.

relationship disclosure, client communications, and client reporting


B.

fraud prevention, relationship disclosure, and proper conduct


C.

client communications, regulatory reporting, and fraud prevention


D.

ethics, proper conduct, and client reporting


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