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AFP CTP Question # 74 Topic 8 Discussion

CTP Exam Topic 8 Question 74 Discussion:
Question #: 74
Topic #: 8

DGB Inc.’s CEO and founder retired shortly after the company went public two years ago. DGB Inc. has recently struggled, and the founder has agreed to return as an independent director. What violation, if any, has occurred?


A.

The cooling-off period has not been met.


B.

Section 404 of the Sarbanes-Oxley Act has been violated.


C.

ERISA disclosure requirements have not been met.


D.

No violation has occurred.


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