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Exam SIE All Questions
Exam SIE All Questions

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FINRA General Securities Representative SIE Question # 3 Topic 1 Discussion

SIE Exam Topic 1 Question 3 Discussion:
Question #: 3
Topic #: 1

Which of the following characteristics is true of open-end mutual fund shares?


A.

They terminate and dissolve on an established date.


B.

Their price is calculated intra-day based on the changing market value of the fund.


C.

They are purchased by investors in the secondary market.


D.

They are purchased by investors directly from the fund or through a broker-dealer offering the fund.


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