TheDocument Reviewstep is a key part of audit preparation where auditors evaluate relevantdocuments, records, policies, and proceduresto understand the structure and implementation of the AI Management System.
As perISO 19011:2018 – Clause 6.4.3, document review helps auditorsfamiliarize themselves with the management system, identify potential areas of concern, and refine the audit plan.
In AI audits (such as AIMS under ISO/IEC 42001), this may include reviewingAI governance policies, data governance procedures, impact assessments, or model documentation.
[Reference: ISO 19011:2018 – Clause 6.4.3 (Review of documented information), ISO/IEC 42001:2023 – Clause 9.2.1 (Internal audit preparation), PECB Lead Auditor Guide – Domain 4: “Document and Record Review in Audit Planning”, , , ]
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