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Questions # 41:

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.

In the design phase, which of the following steps is most important in gathering the data from the clinical research partner?

Options:

A.

Perform a privacy impact assessment.

B.

Combine only anonymized data.

C.

Segregate the data sets.

D.

Review the terms of use.

Expert Solution
Questions # 42:

All of the following are elements of establishing a global Al governance infrastructure EXCEPT?

Options:

A.

Providing training to foster a culture that promotes ethical behavior.

B.

Creating policies and procedures to manage third-partyrisk.

C.

Understanding differences in norms across countries.

D.

Publicly disclosing ethical principles.

Expert Solution
Questions # 43:

Pursuant to the White House Executive Order of November 2023, who is responsible for creating guidelines to conduct red-teaming tests of Al systems?

Options:

A.

National Institute of Standards and Technology (NIST).

B.

National Science and Technology Council (NSTC).

C.

Office of Science and Technology Policy (OSTP).

D.

Department of Homeland Security (DHS).

Expert Solution
Questions # 44:

A company has trained an ML model primarily using synthetic data, and now intends to use live personal data to test the model.

Which of the following is NOT a best practice apply during the testing?

Options:

A.

The test data should be representative of the expected operationaldata.

B.

Testing should minimize human involvement to the extent practicable.

C.

The test data should be anonymized to the extent practicable.

D.

Testing should be performed specific to the intended uses.

Expert Solution
Questions # 45:

What is the primary purpose of conducting ethical red-teaming on an Al system?

Options:

A.

To improve the model's accuracy.

B.

To simulate model risk scenarios.

C.

To identify security vulnerabilities.

D.

To ensure compliance with applicable law.

Expert Solution
Questions # 46:

All of the following are included within the scope of post-deployment Al maintenance EXCEPT?

Options:

A.

Ensuring that all model components are subject a control framework.

B.

Dedicating experts to continually monitor the model output.

C.

Evaluating the need for an audit under certain standards.

D.

Defining thresholds to conduct new impact assessments.

Expert Solution
Questions # 47:

Which of the following elements of feature engineering is most important to mitigate the potential bias in an Al system?

Options:

A.

Feature selection.

B.

Feature validation.

C.

Feature transformation.

D.

Feature importance analysis.

Expert Solution
Questions # 48:

All of the following are penalties and enforcements outlined in the EU Al Act EXCEPT?

Options:

A.

Fines for SMEs and startups will be proportionally capped.

B.

Rules on General Purpose Al will apply after 6 months as a specific provision.

C.

The Al Pact will act as a transitional bridge until the Regulations are fully enacted.

D.

Fines for violations of banned Al applications will be €35 million or 7% global annual turnover (whichever is higher).

Expert Solution
Questions # 49:

Scenario:

An organization is developing a powerful general-purpose AI (GPAI) model that has systemic impact. The compliance team is assessing what legal obligations apply under the EU AI Act.

Under the EU AI Act, which of the following compliance actions applies only to General Purpose AI models with systemic risk?

Options:

A.

Publishing a detailed summary of the data used to train the model

B.

Maintaining up-to-date technical documentation, including testing details

C.

Implementing an intellectual property policy to comply with EU copyright laws

D.

Making information available to downstream providers who integrate the model into their AI systems

Expert Solution
Questions # 50:

Which of the following disclosures is NOT required for an EU organization that developed and deployed a high-risk Al system?

Options:

A.

The human oversight measures employed.

B.

How an individual may contest a decision.

C.

The location(s) where data is stored.

D.

The fact that an Al system is being used.

Expert Solution
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